Technical Interoperability

 

nopicThe APTU UR are the Uniform Rules concerning the Validation of Technical Standards and the Adoption of Uniform Technical Prescriptions (UTPs) applicable to Railway Material intended to be used in International Traffic. They primarily govern the development, content and adoption UTPs and the treatment of national technical requirements applicable to railway material used in international traffic, particularly vehicles.

The ATMF UR are the Uniform Rules concerning the Technical Admission of Railway Material used in International Traffic. They lay down rules according to which vehicles and infrastructure can be approved for use in international traffic. The implementation of the ATMF UR by Contracting States involves the creation and notification of a number of entities with their distinct responsibilities. The organisational and institutional changes that this may require will lead to advantages in terms of mutual recognition between Contracting States of vehicle admissions and assessment results. In addition to facilitating international traffic by rail, this also provides the potential to achieve significant savings for the railway sector, by avoiding duplication of procedures and documentation.

Based on APTU UR:

UTP GEN-A: General Provisions Essential Requirements
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP GEN-A 2017 Adopted by CTE 10
(13-14.06.2017)TECH-17024Text
Entry into force
01.12.2017TECH-17048
UTP-GEN-A 2017
UTP GEN-A 2015

(repealed)

Adopted by CTE 7
(05.06.2014)A 92-03/502.2014Text
Entry into force
01.01.2015A 92-03/504.2014Repealed on
01.12.2017
UTP GEN-A 2015

(repealed)

UTP GEN-A 2011

(repealed)

Adopted by CTE 4
(14-15.09.2011)A 92-03/506.2011Text
Entry into force
01.12.2011A 92-03/507/2012Repealed on
01.01.2015
UTP GEN-A 2011

(repealed)

(APTU Annex 1-A 2009)

(repealed)

Adopted by CTE 3
(11-12.02.2009)A 92-03/501.2009Text
Entry into force
01.08.2009A 92-03/504.2009Repealed on
01.12.2011
APTU Annex 1-A 2009

(repealed)

UTP GEN-B: Subsystem
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP GEN-B 2017 as modified on 01.06.2019 Modification to UTP GEN-B 2017
adopted by CTE written procedure
(30.11.2018)NOT-TECH-18009Text
Entry into force
01.06.2019NOT-19008
unofficial consolidated version of 01.06.2019
UTP GEN-B 2017 Adopted by CTE 10
(13-14.06.2017)TECH-17024Text
Entry into force
01.12.2017TECH-17048Last modified on
01.06.2019
UTP GEN-B 2017
UTP GEN-B 2012

(repealed)

Adopted by CTE 4
(14-15.09.2011)A 92-03/506.2011Text
Entry into force
01.05.2012A 92-03/507/2012Repealed on
01.12.2017
UTP GEN-B 2012

(repealed)

APTU Annex 1-B 2009

(repealed)

Adopted by CTE 3
(11-12.02.2009)A 92-03/501.2009Text
Entry into force
01.08.2009A 92-03/504.2009Repealed on
01.05.2012
APTU Annex 1-B 2009

(repealed)

UTP GEN-C: Technical file
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP GEN-C 2017 Adopted by CTE 10
(13-14.06.2017)TECH-17024Text
Entry into force
01.12.2017TECH-17048
UTP GEN-C 2017
UTP GEN-C 2015

(repealed)

Adopted by CTE 7
(05.06.2014)A 92-03/502.2014Text
Entry into force
01.01.2015A 92-03/504.2014Repealed on
01.12.2017
UTP GEN-C 2015

(repealed)

UTP GEN-C 2011

(repealed)

Adopted by CTE 4
(14-15.09.2011)A 92-03/506.2011Text
Entry into force
01.12.2011A 92-03/507/2012Repealed on
01.01.2015
UTP GEN-C 2011

(repealed)

APTU Annex 1-C 2009

(repealed)

Adopted by CTE 3
(11-12.02.2009)A 92-03/501.2009Text
Entry into force
01.08.2009A 92-03/504.2009Repealed on
01.12.2011
APTU Annex 1-C 2009

(repealed)

UTP GEN-D: Assessment procedures (Modules)
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP GEN-D 2012 EN version adopted by CTE 4 (14-15.09.2011) and DE and FR versions by written procedure (29.03.2012)

A 92-03/506.2012

Text

Entry into force
01.10.2012
UTP GEN-D 2012 OTIF Explanatory document to UTP GEN-D 2012
UTP GEN-E: Assessing entity - qualifications and independence
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP GEN-E 2024 Adopted by CTE 15
(13-14.06.2023)NOT-23015Text
Entry into force
01.01.2024NOT-23022
UTP GEN-E 2024
UTP GEN-E 2011

(repealed)

Adopted by CTE 4
(14-15.09.2011)A 92-03/506.2011Text
Entry into force
01.12.2011A 92-03/507/2012Repealed on
01.01.2024
UTP GEN-E 2011

(repealed)

APTU Annex 1-E 2009

(repealed)

Adopted by CTE 3
(11-12.02.2009)A 92-03/501.2009 Text
Entry into force
01.08.2009A 92-03/504.2009Repealed on
01.12.2011
APTU Annex 1-E 2009

(repealed)

UTP GEN-G: Common safety method (CSM) on risk evaluation and assessment (RA)
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP GEN-G 2024 Adopted by CTE 15
(13-14.06.2023)NOT-23015Text
Entry into force
01.01.2024NOT-23022
UTP GEN-G 2024
UTP GEN-G 2014 as modified on 1.12.2016

(repealed)

Modification to UTP GEN-G 2014
adopted by CTE 9
(07-08.06.2016)TECH-16028Decision
Changes
 
Entry into force
01.12.2016TECH-16047Repealed on
01.01.2024
unofficial consolidated version of 01.12.2016
UTP GEN-G 2014

(repealed)

Adopted by CTE 6
(12-13.06.2013)A 92-03/504.2013Text
Entry into force
01.01.2014(Applies from
21.05.2015)A 92-03/507.2013Repealed on
01.01.2024
UTP GEN-G 2014

(repealed)

OTIF Explanatory document to UTP GEN-G 2014

 

ERA Explanatory note on the CSM Assessment Body

UTP GEN-G 2012

(repealed)

Adopted by CTE 4
(14-15.09.2011)A 92-03/506.2011Text
Entry into force

01.05.2012

A 92-03/507/2012

Repealed on
21.05.2015

UTP GEN-G 2012

(repealed)

UTP WAG: Freight wagons
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP WAG 2022 Adopted by CTE 13
(22-23.06.2021)NOT-21008Text
Entry into force 01.01.2022

NOT-21049

UTP WAG 2022 Guide to UTP WAG 2022 EN only
UTP WAG 2021

(repealed)

Adopted by CTE written procedure
(30.09.2020)NOT-20038Text
Entry into force
01.04.2021NOT-21007Repealed on
01.01.2022
UTP WAG 2021

(repealed)

UTP WAG 2015 as modified on 01.12.2016

(repealed)

Modification to UTP WAG 2015
adopted by CTE 9
(07-08.06.2016)TECH-16028Decision
Changes
Entry into force
01.12.2016TECH-16047Repealed on
01.04.2021
unofficial consolidated version of 01.12.2016
UTP WAG 2015 as modified on 01.12.2015

(repealed)

Modification to UTP WAG 2015
adopted by CTE 8
(10-11.06.2015)A 92-03/509.2015Text
Entry into force
01.12.2015A 92-03/511.2015Repealed on
01.04.2021
unofficial consolidated version of 01.12.2015
UTP WAG 2015

(repealed)

Adopted by CTE 7
(04-05.06.2014)A 92-03/502.2014Text
Entry into force
01.01.2015A 92-03/504.2014Repealed on
01.04.2021
UTP WAG 2015

(repealed)

UTP WAG 2014

(repealed)

Adopted by CTE 6
(12-13.06.2013)A 92-03/504.2013Text
Entry into force
01.01.2014A 92-03/507.2013Repealed on
01.01.2015
UTP WAG 2014

(repealed)

Guide to UTP WAG 2014
UTP WAG 2012

(repealed)

Adopted by

CTE 4 (14-15.09.2011), and

CTE 5 (23-24.05.2012)

A 92-03/510.2012

UTP text

Annexes to UTP:

Annexes A – G (A, B, C, D, E, F, G)

Annexes I – O (I, J, K, L, M, N, O)

Annexes P – Z (P, Q, R, S, Y, Z)

Annexes BB – FF (BB, CC, EE, FF)

Annexes II – LL (II, JJ, LL)

Annex PP

Annexes VV – ZZ (VV, XX, YY, ZZ)

Entry into force
01.12.2012A 92-03/518.2012Repealed on
01.01.2014
UTP WAG 2012

(repealed)

UTP NOI: Rolling stock – Noise
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP NOI 2021 Adopted by CTE written procedure
(30.09.2020)NOT-20038Text
Entry into force
01.04.2021NOT-21007
UTP NOI 2021 Guide to UTP NOI 2021 EN only
UTP NOI 2015

(repealed)

Adopted by CTE 8
(10-11.06.2015)A 92-03/509.2015Text
Entry into force
01.12.2015A 92-03/511.2015Repealed on
01.04.2021
UTP NOI 2015

(repealed)

UTP NOI 2012

(repealed)

Adopted by CTE 5
(23-24.05.2012)A 92-03/510.2012Text
Entry into force
01.12.2012A 92-03/518.2012Repealed on 01.12.2015
UTP NOI 2012

(repealed)

Guide to UTP NOI 2012
UTP LOC&PAS: Locomotives and passengers rolling stock
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP LOC&PAS 2022 Adopted by CTE 13
(22-23.06.2021)NOT-21008TextEditorial corrections of 17.09.2021

NOT-21015

Entry into force
01.01.2022NOT-21049
UTP LOC&PAS 2022 Guide 2022 UTP LOCPAS-e
UTP LOC&PAS 2015

(repealed)

Adopted by CTE 7
(04-05.06.2014)A 92-03/502.2014Text
Entry into force
01.01.2015A 92-03/504.2014Repealed on
01.01.2022
UTP LOC&PAS 2015

(repealed)

Guide to UTP LOC&PAS 2015 EN only
UTP MARKING: Vehicle marking
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP Marking 2021 Adopted by CTE written procedure
(30.09.2020)NOT-20038Text
Entry into force
01.04.2021NOT-21007
UTP Marking 2021
UTP Marking 2015

(repealed)

Adopted by CTE 7
(04-05.06.2014)A 92-03/502.2014Text
Entry into force
01.01.2015A 92-03/504.2014Repealed on 01.04.2021
UTP Marking 2015

(repealed)

UTP PRM: For persons with disabilities and persons with reduced mobility
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP PRM 2022 Adopted by CTE 13
(22-23.06.2021)NOT-21008Text
Entry into force
01.01.2022NOT-21049
UTP PRM 2022
UTP PRM 2015

(repealed)

Adopted by CTE 7
(04-05.06.2014)A 92-03/502.2014Text
Entry into force
01.01.2015A 92-03/504.2014Repealed on 01.01.2022
UTP PRM 2015

(repealed)

Guide to UTP PRM 2015 EN only
UTP TAF: Telematics applications for freight services
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP TAF 2023 as modified on 01.01.2024 Modification to UTP TAF 2023
adopted by CTE 15
(13-14.6.2023)NOT-23015Text
Entry into force
01.01.2024NOT-23022
unofficial consolidated version of 01.01.2024
UTP TAF 2023 Adopted by CTE 14
(14-15.06.2022)NOT-22034Text
Entry into force
01.01.2023NOT-22041Last modified on
01.01.2024
UTP TAF 2023
UTP TAF 2017 as modified on 01.04.2022

(repealed)

Modification to UTP TAF 2017
adopted by CTE 13
(22-23.06.2021)NOT-21042Text
Entry into force
01.04.2022NOT-22008Repealed on
01.01.2023.
unofficial consolidated version of 01.04.2022
UTP TAF 2017 as modified on 01.06.2020

(repealed)

Modification to UTP TAF 2017
adopted by CTE written procedure (30.11.2019)NOT-19029Text
Entry into force
01.06.2020NOT-20012Repealed on
01.01.2023.
unofficial consolidated version of 01.06.2020
UTP TAF 2017 as modified on 01.06.2019

(repealed)

Modification to UTP TAF 2017
adopted by CTE written procedure (30.11.2018)NOT-TECH-18009Text
Entry into force
01.06.2019NOT-19008Repealed on
01.01.2023.
unofficial consolidated version of 01.06.2019
UTP TAF 2017

(repealed)

Adopted by CTE 10
(13-14.06.2017)NOT-17024Text
Entry into force
01.12.2017TECH-17048Repealed on
01.01.2023
UTP TAF 2017

(repealed)

UTP INF: Infrastructure
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP INF 2022 Adopted by CTE 13
(22-23.06.2021)NOT-21008Text
Entry into force
01.01.2022NOT-21049
UTP INF 2022
UTP TCRC: Train composition and route compatibility checks
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
UTP TCRC 2022 Adopted by CTE 13
(22-23.06.2021)NOT-21008Text
Entry into force
01.01.2022NOT-21049
UTP TCRC 2022 Explanatory Document 
2022 UTP TCRC-e

Based on ATMF UR

Annex A, ATMF : Certification and Auditing of Entities in Charge of Maintenance (ECM)
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
ECM regulation 2021 Adopted by CTE written procedure
(30.09.2020)NOT-20038Text
Entry into force
01.04.2021NOT-21007
ECM regulation 2021
ATMF-Annex A 2015

(repealed)

Adopted by CTE 8
(10-11.06.2015)A 92-03/509.2015Text
Entry into force
01.12.2015A 92-03/511.2015Repealed on 01.04.2021
ATMF-Annex A 2015

(repealed)

ATMF-Annex A 2012

(repealed)

Adopted by CTE 4
(14-15.09.2011)A 92-03/506.2011Text
Entry into force
01.05.2012A 92-03/507/2012Repealed on 01.12.2015.
ATMF-Annex A 2012

(repealed)

Uniform format of certificates: Design Type Certificate & Certificate of operation
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
Uniform format of certificates 2012 Adopted by CTE 5
(23-24.05.2012)A 92-03/510.2012Text
Entry into force
01.12.2012A 92-03/518.2012
Uniform format of certificates 2012
Annex B, ATMF: Requirements and procedure for derogations from application of UTP(s) related to a structural or functional subsystem
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
ATMF Annex B 2023 Adopted by CTE 14
(14-15.06.2022)NOT-22034Text
Entry into force
01.01.2023NOT-22041
ATMF Annex B 2023
ATMF-Annex B 2014

 

(repealed)

Adopted by CTE 6
(12-13.06.2013)A 92-03/504.2013Text
Entry into force
01.01.2014A 92-03/507.2013Repealed on 01.01.2023
ATMF-Annex B 2014

(repealed)

Specifications for vehicle registers
Reference Notification of decision and adopted texts Status Requirements Guidance and explanations
Vehicle Registers 2021 CTE written procedure (30.09.2020)

NOT-20038

Text

Entry into force
01.04.2021NOT-21007
Vehicle Registers 2021
NVR 2020

(repealed)

Modification to NVR 2015 adopted by CTE written procedure (30.11.2019)

NOT-19029

Text

Editorial corrections of 24.01.2020 to the German version

NOT-20002

 

Entry into force
01.06.2020NOT-20012Repealed on16.06.2021
NVR 2020

(repealed)

NVR 2015

(repealed)

Adopted by CTE 7
(04-05.06.2014)A 92-03/502.2014Text
Entry into force
01.01.2015A 92-03/504.2014Repealed on01.06.2020
NVR 2015

(repealed)

NVR 2012

(repealed)

Adopted by CTE 5
(23-24.05.2012)A 92-03/517.2012Text 

FR in written procedure

Entry into force
01.03.2013A 92-03/518.2012Repealed on
01.01.2015
NVR 2012

(repealed)

NVR 2009
OTIF Register system(repealed)
Adopted by CTE 3
(11-12.02.2009)A 92-03/501.2009 Text
Entry into force
01.08.2009A 92-03/504.2009Repealed on
01.03.2013
NVR 2009
OTIF Register system
(repealed)
  • North Macedonia
    Competent authority:
    – Directorate for safety of the Railway System http://www.mtc.gov.mk

The table below provides links to the National Technical Requirements (NTR) which have been notified to the Secretary General with reference to Article 12 APTU. The Secretariat has not analysed the NTR in terms of their validity in the scope of COTIF, as this is the responsibility of the Member State that applies them. The NTR are only available in the language(s) published by the respective State or Organisation.

Explanatory document (TECH-18023)

State or Regional Organisation Link Notification Instrument
Switzerland https://www.bav.admin.ch/bav/en/home/topics/nntr.html Letter from BAV to the Secretary General of OTIF, reference
BAV-511.3-9/10/6/3 of 25.10.2021
EU https://rdd.era.europa.eu/rdd/LegalTextListPage.aspx Letter from the European Commission to the Secretary General of OTIF, reference MOVE.DDG2.C.4/AP
Türkiye https://uhdgm.uab.gov.tr/ulusal-kurallar Letter of 13 July 2023 from the Directorate General for Regulation of Transport Services, reference E-64166713-320.99-1263921
United Kingdom For Northern Ireland:
https://www.infrastructure-ni.gov.uk/articles/northern-ireland-national-technical-rules
For Northern Ireland:
Letter of 18 December 2023 from the Department for Infrastructure, reference IN1/23/921701

Vehicle Keeper Marking (VKM) Register

The joint OTIF/ERA register of unique vehicle keeper marking codes is hosted on the European Union Agency for Railways (ERA) website. Since January 2010, updates have been made on the first Wednesday of every month. The joint OTIF/ERA VKM register is published in four languages (English, French, German, Russian). Futher details are set out in the application guide.

 

Certification of Entities in Charge of Maintenance (ECM)

ECM certificates and ECM certification bodies are registered in the joint OTIF/ European Union Agency for Railways (ERA) register hosted on the ERA website. The ECM registers contains all entries from EU Member States and from non-EU OTIF Member States.

 

Specifications for vehicle registers 

The link to the Virtual Vehicle Register (VVR) login web page is available on the ERA website: http://www.era.europa.eu/Core-Activities/Interoperability/Pages/ECVVR.aspx

 

Register of Assessing Entities for the Common Safety Method (CSM)

In order to apply the UTP GEN-G, CSM Assessing Entities recognised and accredited on the basis of harmonised criteria are required.

Recognised and accredited CSM Assessing Entities are registered in the joint register administered by OTIF and the European Union Agency for Railways (ERA) on ERA’s website.

Having a single, joint CSM register makes it easier to access information.